Regulatory Compliance Officer (RCO) Job at Roqqu Nigeria Limited

Roqqu Nigeria Limited is recruiting qualified candidates to fill the position below:

Job Position: Regulatory Compliance Officer (RCO)
Job Location: Ikota, Lagos
Employment Type: Full-time

Job Description

  • The Regulatory Compliance Officer is responsible for supporting the company’s adherence to relevant financial regulations.
  • This role involves assisting with regulatory license maintenance, liaising with regulators, and helping ensure compliance with evolving regulatory frameworks.

Responsibilities


  • Assist in monitoring compliance with applicable laws, regulations, and guidelines.
  • Support compliance risk assessments and audits under the guidance of senior team members.
  • Help implement and maintain compliance policies and procedures.
  • Support the preparation and submission of regulatory reports and filings.
  • Assist in responding to routine regulatory inquiries and examinations.
  • Maintain records of communications with regulatory bodies.
  • Help maintain and renew regulatory licenses and certifications.
  • Track deadlines for license renewals and ensure documentation is up to date.
  • Assist in organizing compliance training sessions for employees.
  • Help disseminate updates on regulatory changes and compliance requirements.
  • Assist in drafting and updating compliance policies and procedures.
  • Ensure compliance documentation is organized and accessible.
  • Support the investigation and resolution of compliance-related issues or complaints.
  • Document incidents and assist in preparing reports for senior management.

Experience

  • Regulatory compliance, finance, or a related area: 2 years (Required)